Discretionary Portfolio Management Services (DPMS) - OnePlatform

Important Notes:

1. Consultant must explain the relationship between OAM and OWM to customers with this “Disclosure Statement”.
2. Version 20221220 update with immediately effect.

Disclosure Declaration (Updated: 06 May 2022)

Important Notes:

1. If customer applies DPMS/ DMS service from more than one principal at the same time, and the investment style across those policies are the same, only one DPMS application form is needed to be filled.
2. Disclosure Declaration is required to be submitted together with the DPMS application. (Updated: 29 Apr 2022)

Important Notes:

1. Customer signature should be the same as principals’ record.

AXA: Effective from 14 March 2025, AXA no longer accept new DPMS request for Pulsar Investment Insurance Plan series.

Blue:

• DPMS Authorization Form (Sample) and
• DPMS for Blue Global Savings Account/ Blue Global Investment Account (Sample)

The sign date and the received date of the form must be within one month

Friends:

• Optional Management Authority and Alterations Form (Sample)

The sign date and the received date of the form must be within 14 days

CTF Life:

• Authorization or Cancellation Form In relation to Investment Advisory / Management Service (Sample)

One form ONLY for one policy. The sign date and the received date of the form must be within one month.

If the policy owner or the insured holds a PRC Resident Identity Card and/or lives in mainland China, they are required to fill in the

“Personal Information Collection Statement” [The People’s Republic of China Addendum] (Sample), if the insured aged 18 below, to be filled in by the

insured’s parent or legal guardian. (Updated: 26 Jan 2024)

FWD:

• DPMS Notification and DPMS Service Fee Authorization Form (Sample)

Heng An Standard Life:

• Service Form Under Discretionary Portfolio Management Services Scheme (Updated: 14 Nov 2024)(Sample)
• Declaration on Discretionary Portfolio Management Services Scheme (Sample)

Local customer – the sign date and the received date of the form must be within 30 days

Offshore customer – the sign date and the received date of the form must be within 90 days​​​​​​​

Utmost:

• Unit Linked - Investment Service Authority Form (Sample)

Zurich Int’l:

• Appointment of Individual Fund Investment Adviser Form (Updated: 11 Sep 2023) (Sample) (Updated: 7 Jun 2024)

Important Note: No longer applicable.

Important Note: No longer applicable.

Important Notes:

1. For Existing ILAS only.
2. ARCH > Policy Management > Home > Existing Policy > DPMS Change of Style
3. The following list shows the risk level of different Investment Style.​​​​​​​

S1-Conservative --> Low to Medium

S2-Balanced --> Medium

S4-Aggressive --> Medium to High

DMS --> Medium to High

Important Notes:

1. If customer quit DPMS/ DMS service from more than one principal at the same time, one form shall be completed for each principal.
2. The actual DPMS opt-out date is the following working day of principal confirmation date (i.e. written confirmation from principal about the completion of Opt-out). DPMS shall continue before this date, including portfolio switching. DPMS and its charges shall be terminated after this date (the date of charge of each principal is slightly different, subject to the principal).

It takes approximately 14 business days for each principle to handle DPMS Opt-out. If consultant wants to know the progress of a customer's DPMS Opt-out, please issue a Service Log to "DTD -DPMS".

AXA DPMS request form (Sample)

Please “tick” both section 5 and section 6, and fill-in personal details

Blue: 

DPMS Authorization Withdrawal Form (Sample)

The sign date and the received date of the form must be within one month

Friends:

Optional Management Authority and Alterations Form (Sample)

The Sign date and the received date of the form must be within 14 days

CTF Life:

Investment Link Service Request Form (Sample)

One form ONLY for one policy. The sign date and the received date of the form must be within one month.​​​​​​​

If the policy owner or the insured holds a PRC Resident Identity Card and/or lives in mainland China, they are required to fill in the

“Personal Information Collection Statement” [The People’s Republic of China Addendum] (Sample), if the insured aged 18 below, to be filled in by the

insured’s parent or legal guardian. (Updated: 26 Jan 2024)

FWD:

DPMS FWD Authorization Form (Sample)

Please fill in Part B on page 2

Utmost:

Cancellation DSA Letter (Sample)

Important Note: ARCH > Policy Management > Home > Existing Policy > DPMS Opt-Out